Our Qualifications

With years of experience in the financial advisory industry, we have been continually working with individuals and businesses in the New York City Metro, Westchester, Putnam and Hudson Valley areas.

Each of our advisors has extensive personal and professional experience while holding many various professional designations and licenses allowing them to offer a variety of investment and insurance products.  Such designations and licenses held by our team are:

  • RFC
  • MBA
  • Series 6, Series 7, Series 24, Series 63, Series 65 and Series 66 Licenses
  • Life, Accident and Health Insurance Licenses
  • Million Dollar Round Table Qualifier
  • Five Star Wealth Manager: Best In Client Satisfaction Award Winner
  • National Ethics Bureau Member
  • Financial Planning Association Member

In addition, Joseph P Lucia has earned the Sports & Entertainment Accredited Wealth Management Advisor™ designation. 

One of the benefits of working with us is our ability to provide clear, easily understood explanations of financial products and services. The personalized financial plan that our financial planners can provide is a roadmap to working toward a more secure financial future

We're looking forward to using our knowlege and experience to help you pursue your financial goals.